Reviewing an EB-5 offering but unsure how securities laws apply to your investment—or whether the Regulation D exemption claimed in the PPM actually protects you? Wondering what the SEC enforcement actions against EB-5 projects mean for the offering you are evaluating?

Many EB-5 investors do not realize their investment is a security subject to federal and state regulation. They sign subscription agreements without understanding their rights under Regulation D, accept PPMs without reading risk disclosures or fee structures, and invest through offerings that may not comply with securities registration exemptions. When projects fail, these investors discover too late that securities law violations can compound their losses and limit their legal remedies.

This course solves that. Across 5 focused modules, you will learn how the Howey test classifies EB-5 investments as securities, how Regulation D exemptions work, what the SEC requires in offering documents, and how the RIA's new securities compliance provisions changed Regional Center obligations. You will study real SEC enforcement actions against EB-5 projects to understand the fraud patterns and compliance failures that harmed investors.

From the Howey test to state blue sky laws, each module builds your understanding of how securities regulations protect EB-5 investors—and where those protections have limits. Ten case scenarios drawn from SEC enforcement actions and USCIS compliance decisions reveal how fee structures, PPM disclosures, and investor suitability standards separate compliant offerings from problematic ones.

This course is for self-petitioning investors who want to understand their securities law protections, immigration professionals advising on offering evaluation, and anyone conducting due diligence on EB-5 investment opportunities.

Start today and gain the knowledge to evaluate securities compliance in any EB-5 offering, understand your rights as an investor, and identify the compliance failures that put capital and immigration outcomes at risk.

Reviewing an EB-5 offering but unsure how securities laws apply to your investment—or whether the Regulation D exemption claimed in the PPM actually protects you? Wondering what the SEC enforcement actions against EB-5 projects mean for the offering you are evaluating?

Many EB-5 investors do not realize their investment is a security subject to federal and state regulation. They sign subscription agreements without understanding their rights under Regulation D, accept PPMs without reading risk disclosures or fee structures, and invest through offerings that may not comply with securities registration exemptions. When projects fail, these investors discover too late that securities law violations can compound their losses and limit their legal remedies.

This course solves that. Across 5 focused modules, you will learn how the Howey test classifies EB-5 investments as securities, how Regulation D exemptions work, what the SEC requires in offering documents, and how the RIA's new securities compliance provisions changed Regional Center obligations. You will study real SEC enforcement actions against EB-5 projects to understand the fraud patterns and compliance failures that harmed investors.

From the Howey test to state blue sky laws, each module builds your understanding of how securities regulations protect EB-5 investors—and where those protections have limits. Ten case scenarios drawn from SEC enforcement actions and USCIS compliance decisions reveal how fee structures, PPM disclosures, and investor suitability standards separate compliant offerings from problematic ones.

This course is for self-petitioning investors who want to understand their securities law protections, immigration professionals advising on offering evaluation, and anyone conducting due diligence on EB-5 investment opportunities.

Start today and gain the knowledge to evaluate securities compliance in any EB-5 offering, understand your rights as an investor, and identify the compliance failures that put capital and immigration outcomes at risk.